Notification Record & Forms

Notification details and the forms every employer needs, in one place.

Issuing authority
Government of Kerala, Labour and Skills (D) Department
Notified
15 December 2021 (published in the Kerala Gazette Extraordinary, Vol. X, No. 3695, dated 17 December 2021)
Objection window
45 days from the date the Gazette copies were made available to the public (this window has since closed)
Legal basis
Sections 133 and 135 of the Occupational Safety, Health and Working Conditions Code, 2020 (Central Act 37 of 2020), read with Section 24 of the General Clauses Act, 1897
Supersedes
10 earlier Kerala rules — see full list below
Status as of
21 July 2026 — Draft; final notification pending

If you run a factory, a construction site, a plantation, or any establishment in Kerala that engages contract labour, inter-state migrant workers, audio-visual workers, or beedi and cigar workers, this set of rules will eventually decide how you register your business, which registers you keep, and which forms you file. The Kerala Occupational Safety, Health and Working Conditions Rules, 2021 bring together ten separate older rules — covering factories, building and construction workers, contract labour, plantations, motor transport, and beedi and cigar workers — into a single rulebook framed under the central Occupational Safety, Health and Working Conditions Code, 2020. This guide walks through the forms, deadlines, and key provisions employers actually need, and flags where the new system changes from the old one.

Forms under the State Rules

Form IRule 3Employer
Download
Application for Registration of Establishment / Amendment of Registration Certificate
Form IIIRule 5Employer
Download
Notice of Commencement or Cessation of Operation of Establishment
Form VRule 6(2)(a)Employer
Download
Health Register (pre-employment and periodic medical examinations)
Form VIIRule 8Employer
Download
Notice of Accident, Death or Dangerous Occurrence
Form IXRule 11Employer
Download
Action Taken Report on an Unsafe or Unhealthy Situation
Form XRule 34Employer
Download
Notice of Periods of Work
Form XIRule 35(1)(a)Employer
Download
Register of Wages and Deductions
Form XIIRule 35(1)(b)Employer
Download
Register of Accidents and Dangerous Occurrences
Form XIIIRule 35(1)(c)Employer
Download
Register of Leave with Wages
Form XIVRule 35(1)(d)Employer
Download
Register of Adult / Adolescent Workers
Form XVRule 35(1)(e)Employer
Download
Muster Roll
Form XVIRule 35(1)(f)Employer
Download
Wage Slip
Form XVIIIRule 37Employer
Download
Unified Annual Return
Form XXIRules 47, 65, 66Employer / Contractor
Download
Application for Licence (contract labour engagement / beedi & cigar premises)
Form XXIVRule 58Employer / Contractor
Download
Experience Certificate of Contract Employee
Form XXVRule 63(1)Employer (Producer)
Download
Agreement with an Audio-Visual Worker
Form XXVIIRules 73, 74, 76Employer (Occupier)
Download
Application for Registration / Licence / Amendment (Factory)
Form XXXRules 81, 82Employer
Download
Notice of Cessation (Factory closure)
Form XXXIRule 105Employer (Plantation)
Download
Annual Report on Housing (Plantation)
Form XXXIIRule 138(2)Employer
Download
Register of Employees Handling Hazardous Chemicals

Due Dates

Compliance deadlines, forms and how often each one recurs.

ComplianceFormCompliance FrequencyDue Date
Register a new establishmentForm IOne-timeCertificate is auto-generated if not issued within 7 days of a complete application
Update registration for establishments already registered under earlier lawsForm IOne-time (transitional)Within 6 months of the OSH Code coming into force
Report any change in registration particularsForm IAs and when it occursWithin 30 days of the change
Notify commencement or cessation of operationsForm IIIEvent-basedWithin 30 days of commencement or cessation
Issue appointment letters to existing employees who don't have oneOne-time (transitional)Within 3 months of the rule coming into force
Report a disabling injury (worker off duty 48+ hours)Form VIIEvent-basedWithin 24 hours after the 48-hour disability period is completed
Report a fatal accidentForm VIIEvent-basedBy phone immediately; written notice within 24 hours
Report a dangerous occurrenceForm VIIEvent-basedWithin 12 hours
Report a notified occupational diseaseEvent-basedWithin 48 hours
Issue wage slipsForm XVIMonthlyEvery wage period
File the Unified Annual ReturnForm XVIIIAnnualNot later than 1 February following the end of the calendar year (the form itself specifies 28/29 February — confirm the final date once notified)
Contractor to intimate receipt of a work orderEvent-basedWithin 15 days of receiving the work order
Provide plantation housing as per approved schemeOne-timeWithin 6 months of standards being approved

Key Provisions

What changed under the Code, and what it means for payroll.

💡Key Provisions15 tracked
Registration of EstablishmentsRule 3
Employers must register electronically in Form I; the certificate is auto-approved if not processed within 7 days.
Health Examination and Medical FitnessRule 6
Employers running hazardous processes must arrange annual medical exams and maintain a Health Register.
Appointment LettersRule 7
Every employee must be issued a written appointment letter with prescribed particulars such as wages, designation and UAN/ESIC number.
Accident and Dangerous Occurrence ReportingRule 8
Sets strict 12- to 24-hour timelines for reporting injuries, deaths and dangerous occurrences to the Inspector-cum-Facilitator.
State OSH Advisory BoardRule 12
Establishes the state board that advises the government on occupational safety and health policy.
Working HoursRule 30
Caps work at 8 hours a day and 48 hours a week, with defined spread-over limits (extended limits for plantations).
Registers and RecordsRule 35
Lists the electronic registers — wages, accidents, leave, muster roll and more — every employer must maintain and preserve for 5 years.
Annual ReturnRule 37
Requires a single unified return covering the OSH Code (and related labour Codes) once a year.
Contract Labour LicensingRules 46-47
Sets out conditions contractors and principal employers must meet, including welfare facilities and timely wage payment.
Journey Allowance for Migrant WorkersRule 60
Entitles eligible inter-state migrant workers to an annual home-travel allowance from the employer.
Audio-Visual Worker AgreementsRule 63
Requires a written, registered agreement (Form XXV) between the producer and the audio-visual worker.
Factory Site Approval and LicensingRules 73-74
Requires prior written government approval before constructing, extending or operating a factory.
Plantation HousingRules 101-105
Obliges plantation employers to build and maintain worker housing to approved standards and specifications.
Compounding of OffencesRules 150-151
Lets an accused employer settle certain offences by paying a composition amount instead of facing prosecution.
Social Security FundRule 152
Creates a dedicated state fund, partly financed by compounding fees, for unorganised worker welfare.

Old Law vs. New Law

What employers followed before, against what applies now — point matched against point.

On this pointBefore — earlier lawNow — the new Code
Governing rules10 separate Kerala rules for factories, construction workers, contract labour, plantations, motor transport and beedi workersOne consolidated rulebook — the Kerala OSH Rules, covering all these sectors
RegistrationSeparate registration/licence under each law, largely paper-basedSingle electronic registration on the portal (Form I), with deemed approval in 7 days
Annual returnsMultiple separate returns filed under each lawOne Unified Annual Return (Form XVIII) covering the OSH, Industrial Relations, Wages and Social Security Codes
Factory worker threshold10 workers with power / 20 without power20 workers with power / 40 without power under the Code (registration under Chapter II of the state rules still applies from 10 workers)
Contract labour licensing threshold20 or more contract workers50 or more contract workers
Appointment lettersNot mandatory under most of the earlier rulesMandatory for every employee (Rule 7)
Registers and recordsMaintained manually on paperMaintained electronically (Rule 35); manual registers allowed only with prior permission
Safety Officer facilitiesNo specific requirement under the Kerala Factories Rules, 1957Rule 27 requires employers to provide Safety Officers with facilities to do their job
Licence cancellation for fraudNo explicit provisionRule 80 allows cancellation of a factory licence obtained by fraud or misrepresentation
Social security for unorganised workersNo dedicated fund under the earlier rulesRule 152 sets up a dedicated Social Security Fund
Night work for womenRestricted under the Factories Rules, 1957 and related rulesPermitted under the OSH Code with the worker's consent and safety conditions, subject to state notification

Applicability

Who the Code covers, and who gets special or exempt treatment.

Covered

  • Factories with 20+ workers using power, or 40+ without power (registration under Chapter II applies from 10+ workers)
  • Establishments in industry, trade, business, manufacture or occupation with 10 or more workers
  • Building and other construction works with 10 or more workers
  • Plantations with 10 or more workers
  • Motor transport undertakings with 10 or more workers
  • Contractors/principal employers engaging 50 or more contract workers (licensing); core safety and welfare duties apply from 10 workers
  • Inter-state migrant workers engaged through a contractor
  • Audio-visual/cine workers, and beedi & cigar industrial premises
  • Mines, ports and dock work — no minimum worker threshold

Exempted / special treatment

  • New establishments may be exempted for a notified period, in the public interest, under Section 127 of the Code
  • Establishments below the prescribed worker threshold generally fall outside the factory- or contract-labour-specific chapters
  • Government/notified establishments or classes of establishments specifically exempted by Central or State notification
  • Temporary exemptions possible during a public emergency, disaster or pandemic under Section 128 of the Code
  • Hazardous or life-threatening activities notified by the Central Government are covered regardless of any worker-count threshold
  • Persons in a purely managerial/administrative capacity, or apprentices engaged under the Apprentices Act, 1961, generally fall outside the Code's definition of 'worker'

Frequently Asked Questions

Answers to what employers ask us most about this rule.

What is the Kerala Occupational Safety, Health and Working Conditions Rules, 2021?

It's a draft set of state rules that operationalises the central Occupational Safety, Health and Working Conditions Code, 2020 in Kerala. It merges ten older Kerala labour rules — covering factories, construction, contract labour, plantations, motor transport, and beedi and cigar work — into one rulebook.

Are the Kerala OSH Rules, 2021 currently in force?

Not yet. They were published as a draft in December 2021 and, as of this writing, no final notification has been issued. The central OSH Code itself, however, has been in force across India since 21 November 2025.

Which older Kerala rules do these rules replace?

Ten rules in total, including the Kerala Factories Rules, 1957, the Kerala BOCW Rules, 1998, the Kerala Contract Labour Rules, 1971, the Kerala Plantation Labour Rules, 1959, and the Kerala Beedi and Cigar Workers Rules, 1968. The full list appears earlier in this guide.

Who needs to register under the Kerala OSH Rules?

Broadly, any establishment engaged in industry, trade, business, manufacture, construction, or plantation work with 10 or more workers, along with factories, contractors, and mines, ports or dock operations regardless of size.

How does an employer register an establishment, and how long does it take?

The employer applies electronically in Form I on the portal. If the application is complete, the registering officer must issue the certificate immediately, or within 7 days at the latest — after which the establishment is deemed registered automatically.

What is Form I used for?

Form I is the application for registration of an establishment, and it's also used to amend an existing registration certificate when establishment details change.

What is the deadline for filing the Annual Return in Form XVIII?

Rule 37 requires the return to reach the Inspector-cum-Facilitator not later than 1 February following the end of each calendar year, though the form's own instructions mention 28/29 February — employers should confirm the exact date once the rules are finally notified.

Is an appointment letter compulsory for every employee?

Yes. Rule 7 requires every employee to be issued a written appointment letter with details like wages, designation, UAN/ESIC number and date of joining.

Within what time must an employer report a workplace accident?

It depends on severity: dangerous occurrences must be reported within 12 hours, fatal accidents within 24 hours (after an immediate phone call), and injuries causing 48+ hours of disability within 24 hours of that 48-hour period ending.

What registers must every employer maintain electronically?

Under Rule 35, employers must maintain registers for wages and deductions, accidents and dangerous occurrences, leave with wages, adult/adolescent workers, and a muster roll, among others — all preserved for at least 5 years.

What is the worker threshold for a “factory” under these rules?

Under the OSH Code, a factory generally means a premises employing 20 or more workers using power, or 40 or more without power. Registration under Chapter II of the Kerala rules, however, applies from 10 workers regardless of this factory threshold.

What is the licensing threshold for engaging contract labour?

A contractor or principal employer generally needs a licence once 50 or more contract workers are engaged — up from 20 under the earlier Contract Labour Rules. Core safety and welfare duties, though, apply from 10 workers.

What happens if an employer fails to comply — what are the penalties?

Under the parent Code, a general contravention with no specific penalty prescribed can draw a fine of ₹2–3 lakh on the employer. Obstructing an inspector can mean up to 3 months' imprisonment or a fine up to ₹1 lakh, and an offence resulting in a worker's death can draw up to 2 years' imprisonment or a fine up to ₹5 lakh, or both. Employees who violate provisions face a fine of up to ₹10,000.

Sources

Where every fact on this page comes from.

For informational purposes only — not legal advice. State rules referenced here are subject to change on final notification. Verify current status with our compliance team before acting.