Notification Record & Forms

Notification details and the forms every employer needs, in one place.

Issuing authority
Labour and Employment Department, Government of Gujarat, Sachivalaya, Gandhinagar
Notified
5th October 2021 (Notification No. KHR-2021-129-IDA-122020-539471-M(2))
Objection window
30 days from 31st March 2021, when the draft rules were first published in the Gujarat Government Gazette, Extraordinary, Part I-L
Legal basis
Section 99 of the Industrial Relations Code, 2020 (35 of 2020), read with Section 24 of the General Clauses Act, 1897
Supersedes
The Gujarat Trade Union Regulations, 1963; The Bombay Industrial Employment (Standing Orders) Rules, 1959; The Industrial Disputes (Gujarat) Rules, 1966
Current Status
In force. The Industrial Relations Code, 2020 was brought into force nationally with effect from 21st November 2025 (Ministry of Labour and Employment Notification No. S.O. 5320(E)), which is the trigger date under Rule 1(3) of these Gujarat Rules

These state rules were framed by the Gujarat Government under Section 99 of the Industrial Relations Code, 2020, to spell out the day to day procedure for works committees, standing orders, strikes, lay off, retrenchment, closure, trade unions, and dispute resolution in Gujarat. They were notified on 5 October 2021 and came into force when the Industrial Relations Code 2020 itself commenced nationwide on 21 November 2025. This guide walks through the forms, due dates, key provisions and applicability employers need to know.

Forms under the State Rules

Form-IEmployerRule 3
Not available
Memorandum of Settlement (before or outside conciliation)
Form-IIEmployerRule 17
Not available
Notice of change of service conditions
Form-IIIEmployerRule 18
Not available
Agreement for voluntary arbitration
Form-IVEmployerRules 20, 39, 40
Not available
Authorisation to represent a worker/employer in proceedings
Form-IV(A)EmployerRules 21, 22
Not available
Oath of office for Judicial/Administrative Member, Industrial Tribunal
Form-VEmployerRule 23
Not available
Application before Industrial Tribunal (dispute unresolved in conciliation)
Form-VIEmployerRule 24
Not available
Notice of strike
Form-VIIEmployerRule 25
Not available
Notice of lock-out
Form-VIIIEmployerRules 26, 28
Not available
Notice of retrenchment/closure to State Government
Form-IXEmployerRules 29, 31, 33
Not available
Application for permission - lay-off/continuation of lay-off/retrenchment/closure
Form-XEmployerRule 36
Not available
Notice for compounding of offence

Due Dates

Compliance deadlines, forms and how often each one recurs.

ComplianceFormCompliance FrequencyDue Date
Works Committee meeting frequencyInternal minutesQuarterlyAt least once every 3 months
Grievance decision by GRCApplication to GRCPer grievanceWithin 30 days of the application
Appeal to Conciliation Officer against GRC decisionNot applicablePer grievanceWithin 60 days of GRC decision / expiry of 30-day period
Grievance to be raised by workerApplication to GRCPer eventWithin 1 year of cause of action
Certifying Officer's observations on Standing OrdersRule 8 intimationPer filingWithin 30 days of receipt of intimation
Employer's compliance after Certifying Officer's directionCompliance reportPer filingWithin 30 days of receipt of direction
Appeal against Certifying Officer's orderMemorandum of appealPer orderWithin 60 days of receipt of order
Objections to draft Standing Order (no union)Not applicablePer filingWithin 15 days of receiving the notice
Retrenchment notice to State Govt (general, Ch. VIII)Form-VIIIPer event60 days before commencement
Closure notice to State Govt (general, Ch. VIII)Form-VIIIPer event60 days before commencement
Lay-off permission application (Ch. X establishments)Form-IXPer eventAt least 15 days before intended lay-off
Continuation of lay-off permissionForm-IXPer eventAt least 15 days before expiry of earlier lay-off
Retrenchment permission application (Ch. X establishments)Form-IXPer eventAt least 60 days before intended retrenchment
Closure permission application (Ch. X establishments)Form-IXPer eventAt least 90 days before intended closure
Review of State Govt order on lay-off/retrenchment/closureNot applicablePer orderWithin 30 days of the order
Employer's transfer to Worker Re-skilling FundNot applicablePer retrenchmentWithin 10 days of retrenching the worker
State Government's transfer to worker's accountNot applicablePer receiptWithin 45 days of receiving funds from employer
Payment to compound an offenceForm-X (Part III)Per noticeWithin 15 days of receiving the notice
Appeal against Registrar's order (Trade Union)Not applicablePer orderWithin 90 days of the order
Change in Trade Union particulars/rules/addressForm-XVIIPer changeWithin 14 days of the change
Notice of Trade Union dissolutionForm-XXPer eventWithin 14 days of dissolution
Trade Union annual returnForm-XXIAnnualBy 30th April every year
Protected worker nomination by unionNot applicableAnnualBefore 30th April every year
Employer's recognition of protected workersNot applicablePer nominationWithin 15 days of receiving names
Conciliation Officer's failure reportNot applicablePer disputeWithin 7 days of conclusion of proceedings
Application to Industrial Tribunal after failed conciliationForm-VPer disputeWithin 90 days of the conciliation report
First hearing before Industrial TribunalNot applicablePer caseWithin 1 month of receiving the application
Written statement by opposite partyNot applicablePer caseWithin 30 days of the first hearing
Industrial Tribunal Award communicatedNot applicablePer awardWithin 1 month of pronouncement

Key Provisions

What changed under the Code, and what it means for payroll.

💡Key Provisions16 tracked
Works CommitteeRule 4
Sets up and regulates a joint employer-worker Works Committee (max 20 members) to discuss common workplace matters, with a 2-year term and quarterly meetings
Grievance Redressal CommitteeRules 5 to 7
A joint committee (max 10 members, proportional women's representation) to resolve individual worker grievances, with escalation to the Conciliation Officer if unresolved
Standing OrdersRules 8 to 16
Governs adoption of Model Standing Orders, certification, appeals, bilingual maintenance (English and Gujarati), and joint standing orders for similar establishments
Notice of ChangeRule 17
Employer must notify affected workers before changing service conditions listed in the Third Schedule of the Code, and display the notice on the notice board
Voluntary ArbitrationRules 18 to 20
Lets employer and workers refer a dispute to a mutually agreed arbitrator via a signed Arbitration Agreement (Form-III)
Industrial Tribunal and Dispute ResolutionRules 21 to 23
Details appointment, tenure, pay and removal of Judicial and Administrative Members of the Industrial Tribunal, and lays down the full procedure for conciliation and adjudication of industrial disputes
Strikes and Lock-outsRules 24 to 25
Prescribes the form, signatories and notice period for strikes (Form-VI) and lock-outs (Form-VII), with mandatory intimation to the Conciliation Officer
Lay-off, Retrenchment, Closure (general)Rules 26 to 28
Sets out notice requirements to the State Government before retrenchment or closure, and re-employment preference for previously retrenched workers
Special Provisions (Chapter X establishments)Rules 29 to 34
Requires prior State Government permission (not just notice) before lay-off, retrenchment or closure in establishments to which Chapter X of the Code applies, with defined notice periods and a review mechanism
Worker Re-skilling FundRule 35
Obliges employers to fund a re-skilling account (15 days' wages per retrenched worker) that the State Government transfers to the worker for retraining
Compounding of OffencesRule 36
Lays down the procedure for a Gazetted compounding officer to settle eligible offences through a notice (Form-X) and payment, avoiding prosecution
Protected WorkersRule 37
Governs annual nomination and employer recognition of Trade Union office-bearers entitled to job protection under Section 90 of the Code
Complaints under Section 91Rule 38
Prescribes Form-XI for a worker's complaint regarding contravention of Section 90 (protected workers) before the Conciliation Officer, Arbitrator or Tribunal
Trade Union Registration and RecordsRules 41 to 59
Covers registration, certificates, registers, fee structure, withdrawal, appeals, changes, amalgamation, dissolution, annual returns and audit requirements for Trade Unions
Sole Negotiating Union / Negotiating CouncilRules 60 to 64
Sets out the rights, obligations and recognition criteria for a union (or council of unions) authorised to negotiate on workers' behalf
Trade Union FundsRules 65 to 66
Lists permitted uses of a Trade Union's general fund and allows a separate political fund, subject to conditions

Old Law vs. New Law

What employers followed before, against what applies now — point matched against point.

On this pointBefore — earlier lawNow — the new Code
Standing Orders certificationBombay Industrial Employment (Standing Orders) Rules, 1959 - separate paper-based certification processDeemed certification if the Certifying Officer raises no observation within 30 days (Rule 8); records maintained electronically
Trade Union registration and filingsGujarat Trade Union Regulations, 1963 - largely paper-based filingsRegistration, returns, changes, amalgamation and dissolution can all be filed electronically (Rules 41-58)
Dispute resolution noticesIndustrial Disputes (Gujarat) Rules, 1966 - post/manual filing of strike, lock-out, retrenchment and closure noticesElectronic filing and intimation is the default mode across strike, lock-out, lay-off, retrenchment and closure notices (Rules 24-34)
Worker support after retrenchmentNo equivalent re-skilling fund mechanismNew Worker Re-skilling Fund (Rule 35) requires employers to fund 15 days' wages per retrenched worker for retraining
Grievance handlingGrievance mechanisms were not uniformly codified under the earlier rulesA dedicated Grievance Redressal Committee (Rules 5-7), with mandated women's representation and defined escalation timelines to the Conciliation Officer
Industrial Tribunal structureSeparate Labour Court and Industrial Tribunal structure under the earlier regimeA two-member Industrial Tribunal (Judicial Member + Administrative Member), selected through a Search-cum-Selection Committee headed by the Chief Justice of the Gujarat High Court (Rules 21-22)
Union recognition for negotiationNo statutory Sole Negotiating Union/Council mechanism under the earlier rulesFormal criteria and verification process for recognising a Sole Negotiating Union or Negotiating Council (Rules 60-64)
Registration fee and subscriptionFee and subscription structure under the Trade Unions framework applicable earlierRevised fee slabs (Rs. 1,000 for unions with 1,000+ members, Rs. 500 below that) and minimum annual subscription (Rs. 120 unorganised sector, Rs. 240 organised sector) under Rule 44

Applicability

Who the Code covers, and who gets special or exempt treatment.

Covered

  • All industrial establishments and matters in Gujarat for which the Gujarat Government is the 'appropriate Government' under the Industrial Relations Code, 2020 (Rule 1(2))
  • Effective from the commencement date of the Industrial Relations Code, 2020, as stated in Rule 1(3)

Exempted / special treatment

  • Establishments to which Chapter X of the Code applies face additional requirements - prior State Government permission (not just notice) before lay-off, retrenchment or closure, under Rules 29 to 34

Frequently Asked Questions

Answers to what employers ask us most about this rule.

What are the Industrial Relations (Gujarat) Rules, 2021?

These are the state rules framed by the Gujarat Government under Section 99 of the Industrial Relations Code, 2020, to spell out the day to day procedure for works committees, standing orders, strikes, lay off, retrenchment, closure, trade unions, and dispute resolution in Gujarat.

When were these rules notified?

They were notified on 5th October 2021 by the Labour and Employment Department, Gandhinagar, vide Notification No. KHR-2021-129-IDA-122020-539471-M(2).

Which older laws do these rules replace?

They supersede the Gujarat Trade Union Regulations, 1963, the Bombay Industrial Employment (Standing Orders) Rules, 1959, and the Industrial Disputes (Gujarat) Rules, 1966.

Where do these rules apply?

They apply to the whole of Gujarat, but only to industrial establishments and matters where the Gujarat Government is the 'appropriate Government' under the Code.

From when did these rules come into force?

They came into force from the date the Industrial Relations Code, 2020 itself commenced.

Was a draft of these rules published for public comments first?

Yes. The draft was published on 31st March 2021 in the Gujarat Government Gazette, and the public had 30 days to send objections and suggestions before the final rules were notified.

What does 'electronically' mean under these rules?

Rule 2(1)(c) defines it as any information sent by email, uploaded on the designated government portal, or paid through any digital payment mode for the purposes of the Code.

Do these rules use their own definitions, or borrow from the Code?

Mostly they borrow from the Code. Any word not separately defined in the Rules carries the same meaning it has in the Industrial Relations Code, 2020.

Who administers these rules on the ground?

A mix of officers - Conciliation Officers, Certifying Officers, the Registrar/Deputy Registrar of Trade Unions, Compounding Officers, and the Industrial Tribunal - each handling a different part of the process.

Is there a Gujarati version of the rules?

Yes. The notification specifically directs the Legislative and Parliamentary Affairs Department to publish a Gujarati version in the Extraordinary Gujarat Government Gazette.

Sources

Where every fact on this page comes from.

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For informational purposes only — not legal advice. State rules referenced here are subject to change on final notification. Verify current status with our compliance team before acting.