Notification Record & Forms

Notification details and the forms every employer needs, in one place.

At a Glance
Name of the rules
Maharashtra Code on Social Security Rules, 2021 (draft)
Issuing authority
Industries, Energy and Labour Department, Government of Maharashtra, Mantralaya, Mumbai
Notified
Draft published 27 August 2021 in the Maharashtra Government Gazette, Part I L, Extraordinary, vide Notification No. S.S.C. 2021/C.R.28/LABOUR 9
Objection window
45 days from the date of publication in the Gazette, that is, the draft could be revised or finalised only after 11 October 2021
Legal basis
Sections 154 and 156 of the Code on Social Security, 2020 (Central Act 36 of 2020), read with Section 24 of the General Clauses Act, 1897
Supersedes
Maharashtra Maternity Benefit Rules, 1965, the Payment of Gratuity (Maharashtra) Rules, 1972, and the Maharashtra Unorganised Workers Social Security Rules, 2013
Status as of July 2026
This 2021 gazette is the draft this guide is based on. It has not been treated as the final word for a long time now. Public trackers show the Maharashtra government floated a fresh Code on Social Security Rules, 2026 draft (Notification No. Miscellaneous 1026/C.R.03/LABOUR 7a), and several industry sources report that Maharashtra has since notified final rules across the labour codes. Employers should confirm the current position with the Maharashtra Labour Department or the Kamgar Aayukt office before relying on this document for a live compliance decision

Maharashtra has proposed a unified set of rules under the national Code on Social Security, 2020, aimed at consolidating three long-standing state laws covering maternity benefits, gratuity payments, and social security for unorganised workers. For HR teams and payroll managers, this shift affects everything from which forms to file to how compliance timelines are calculated. This guide breaks down the draft framework issued in August 2021, its legal basis, the laws it replaces, and the practical mechanics employers need to understand, while flagging that the regulatory picture has continued to evolve since then, with newer drafts and reports of finalisation surfacing as recently as 2026. Employers should treat this as a foundational explainer and verify the current legal status directly with the Maharashtra Labour Department before acting on it.

Forms under the State Rules

Form III – Notice for Payment or for Rejecting a Claim of GratuityRule 23
Download
Filed by the employer, issued to the employee, nominee or legal heir who applied for gratuity.
Form X – Register of Women EmployeesRule 41(1)(a)
Download
Filed by the employer, maintained electronically or as a hard copy for every establishment employing women.
Form XI – Unified Annual ReturnRule 41(3)
Download
Filed by the employer, uploaded online on the State Government web portal on or before 1 February each year.
Form XII, Part III – Application for Compounding of an OffenceRule 42(2)
Download
Filed by the employer after receiving a compounding notice from the authorised officer.

Due Dates

Compliance deadlines, forms and how often each one recurs.

ComplianceFormCompliance FrequencyDue Date
Unified annual returnForm XIOnce a yearOn or before 1 February each year, covering the preceding year
Annual return on sale or closure of establishmentForm XIOne time, on an eventWithin one month of sale or abandonment, or within four months of discontinuance
Notice on a gratuity applicationForm IIIEvery application receivedWithin fifteen days of receiving the employee, nominee or legal heir application
Payment of gratuity once admittedForm IIIEvery admitted claimA date fixed by the employer that cannot be later than the thirtieth day after the application was received
Payment of the amount fixed after a direction orderForm VIEvery direction orderWithin thirty days of receiving the notice from the competent authority
Form XII, Part IIIEvery compounding noticeWithin fifteen days of the date of issue of the notice
Retention of registers and recordsForm X and related registersOngoingKept for two years from the date they were prepared
Deposit of building and construction cessNot applicableAs cess falls dueOn the date the amount is deposited with the Cess Collector, deducted at source, or paid to the local authority
Appeal fee on a cess disputeNot applicableEvery appealPaid along with the appeal, at one per cent of the amount in dispute, capped at Rupees twenty five thousand
Objections to the 2021 draft rulesNot applicableOne time, historicalForty five days from 27 August 2021, a window that has long since closed

Key Provisions

What changed under the Code, and what it means for payroll.

💡Key Provisions34 tracked
Short titleRule 1
Names the rules the Maharashtra Code on Social Security Rules, 2021
DefinitionsRule 2
Defines terms used across the rules, including appellate authority, authority, chairperson, electronically, fund, register of women employees and Welfare Board, and confirms that undefined terms carry the meaning given to them in the Code
Board membership and termsRule 3
Sets a three year term for nominated members, allows re nomination, but caps total service at two terms, and fixes the mix of worker, employer, legislature, government and expert representation
Powers and committeesRule 4
Allows the Board to form a committee for specific issues and to bring in outside experts on that committee
ReconstitutionRule 5
Requires the government to start filling vacancies six months before the Board term ends, so a new Board is ready in time, and keeps earlier decisions valid even if reconstitution is delayed
ResignationRule 6
A member may resign in writing, and the seat falls vacant on acceptance or thirty days after the resignation is received, whichever comes first
Address changes, filling vacancies, removalRule 7 to Rule 9
Covers how a member updates a changed address, how the government fills a vacant seat, and the procedure before a member is removed for disqualification
Meetings and businessRule 10
Sets a ten member quorum for full Board meetings, fifteen days notice for ordinary meetings, majority voting with the chairperson holding a casting vote, and requires minutes within four weeks
Fees and allowancesRule 11
Members get travel and daily allowance at rates fixed for Group A state officers, with special provisions for a Minister who chairs the Board or a committee
Staff termsRule 12
Board officers and staff can be taken on deputation from the state government for up to three years, and their pay cannot exceed what an equivalent state government employee draws
Chairperson and termRule 13
The Minister for Labour is the ex officio Chairperson, and members hold office for three years from the date their appointment is notified
Who cannot be a memberRule 14
Bars a salaried Board officer, an insolvent person, someone of unsound mind, or anyone convicted of an offence involving moral turpitude from holding a seat
Resignation and vacanciesRule 15 to Rule 16
A member may resign to the state government, and any vacancy must be filled within ninety days
AllowancesRule 17
Non government members get travel and meeting allowance at rates the Welfare Board itself decides from time to time
Staff and SecretaryRule 18
The Secretary should ordinarily be a Group A state officer on deputation for up to three years, and staff pay cannot exceed equivalent state government scales
Welfare functionsRule 19
Lists what the Welfare Board actually does for construction workers, paying group insurance premiums, funding education schemes for their children, and covering major medical treatment costs
Gratuity for a minorRule 20
Any gratuity due to a minor nominee or heir must be invested by the competent authority in a term deposit with the State Bank of India or a nationalised bank, for the minor benefit
NominationRule 21
An employee submits Form I in duplicate, and the employer must verify service details and return one attested copy within thirty days of receiving it
Applying for gratuityRule 22
An employee, nominee or legal heir applies in Form II. A fixed term employee becomes eligible after just one year of contracted service, paid at fifteen days wages per completed year
Employer notice on a claimRule 23
Within fifteen days of an application, the employer must issue Form III, either fixing a payment date within thirty days, or explaining in writing why the claim is not admitted
How gratuity is paidRule 24
Payment goes by demand draft or straight into the bank account of the employee, nominee or legal heir, with the payment details also shared electronically with the competent authority
Disputes before the competent authorityRule 25 to Rule 31
Sets out how an employee applies for a direction in Form IV when an employer refuses to pay or pay in full, how hearings, summons in Form V, oaths and record keeping work
Direction to payRule 32
Once the competent authority finds an amount is due, it issues Form VI directing the employer to pay within thirty days of receiving the notice
AppealRule 33
Either side can appeal the competent authority order to the appellate authority within the time allowed, with a full hearing before a final decision
Recovery of unpaid gratuityRule 34
If an employer still does not pay after a direction, the person owed the money can apply in Form VII for a recovery certificate under Section 129 of the Code
Who can be a competent authorityRule 35
The state government may notify a member of the state judicial service with at least five years standing to hold this post
Complaint routeRule 36
A woman employee, or someone acting for her, complains in Form VIII to the Inspector cum Facilitator, who investigates and can direct the employer to pay any benefit wrongly withheld
AppealRule 37
An order of the Inspector cum Facilitator can be appealed in Form IX to the Competent Authority, whose decision follows a review of the documents and evidence on record
When cess is treated as paidRule 38
The payment date is whichever comes first, the date the amount reaches the Cess Collector, the date it is deducted at source, or the date it is deposited with the local authority
Appeal fee on a cess disputeRule 39
Every appeal on a cess matter carries a non refundable fee of one per cent of the amount in dispute, capped at Rupees twenty five thousand
Writing off dues that cannot be recoveredRule 40
The Social Security Board may write off unpaid contribution, cess, interest or damages where the establishment has been shut for over five years and cannot be traced, a decree could not be enforced for want of assets, or a liquidator or the government could not fully meet the claim
Records, registers and the annual returnRule 41
Requires a Register of Women Employees in Form X wherever women are employed, sets a two year retention period for records, and requires a Unified Annual Return in Form XI to be uploaded online by 1 February each year, or within one month of a sale or four months of closure
Compounding an offenceRule 42
The authorised officer issues an electronic notice in Form XII, the employer can pay the compounding amount within fifteen days and receive a composition certificate, failing which prosecution follows
Maharashtra Social Security FundRule 43
Sets up a dedicated fund fed by contractor manpower supply contributions, property cess in municipal areas, employer and government contributions, donations, registration and renewal fees, and investment income, administered by the Development Commissioner for Unorganised Labour and audited by the Comptroller and Auditor General of India

Old Law vs. New Law

What employers followed before, against what applies now — point matched against point.

On this pointBefore — earlier lawNow — the new Code
Governing frameworkThree separate rule books, the Payment of Gratuity (Maharashtra) Rules 1972, the Maharashtra Maternity Benefit Rules 1965, and the Maharashtra Unorganised Workers Social Security Rules 2013, each tied to its own central ActOne consolidated set of state rules made under a single Code, the Code on Social Security, 2020, covering gratuity, maternity benefit, unorganised worker welfare and building worker welfare together
Gratuity for fixed term staffThe 1972 Rules followed the Payment of Gratuity Act 1972, which had no separate pathway for fixed term or contract employeesRule 22 gives a fixed term employee gratuity after just one year of contracted service, paid at fifteen days wages for every completed year or part year beyond six months
Maternity benefit complaintsHandled under the machinery of the Maternity Benefit Act 1961 and the 1965 state rulesRule 36 routes a complaint to the Inspector cum Facilitator first, with an appeal in Rule 37 to the Competent Authority, folding the process into the wider Code framework
Unorganised worker social securityGoverned by the 2013 state rules under the separate Unorganised Workers Social Security Act 2008Rule 3 reconstitutes the Maharashtra Unorganised Workers Social Security Board under Section 6 of the new Code, with a defined mix of nominated worker and employer representatives, government officials and legislature members
Filing methodLargely paper based correspondence and physical registers under the old rulesRule 2(1)(e) formally defines electronic submission, and Form XI must be uploaded on the State Government portal, with digital payment recognised throughout
Record retentionNot uniformly specified across the three older rule booksRule 41(2) sets one clear rule, records must be kept for two years from the date they are prepared
Building and construction worker welfareRan under the earlier Building and Other Construction Workers Welfare Cess Act framework as a standalone schemeChapter III keeps the Maharashtra Building and Other Construction Workers Welfare Board largely intact, now folded into the same consolidated rule book alongside gratuity and maternity benefit

Applicability

Who the Code covers, and who gets special or exempt treatment.

Covered

  • Employees completing five years of continuous service
  • Fixed term employees who complete one year of contracted service
  • Women employees of a covered establishment
  • Registered unorganised sector workers
  • Building and other construction workers
  • Minors named as gratuity nominees
  • Establishment size, wage ceilings and sector specific thresholds

Exempted / special treatment

  • General gratuity eligibility under Rule 22, read with Section 53 of the Code, on retirement, resignation, disablement or death
  • Eligible for pro rata gratuity at fifteen days wages per completed year under the second proviso to Rule 22(1), even without reaching five years
  • Covered for maternity benefit, leave and the complaint route under Rule 36, with details logged in the Register of Women Employees, Form X
  • Covered by the Maharashtra Unorganised Workers Social Security Board constituted under Rule 3, for welfare schemes notified under Section 109 of the Code
  • Covered by the Maharashtra Building and Other Construction Workers Welfare Board under Chapter III, funded partly through the cess described in Chapter VI
  • Their share of gratuity is invested by the competent authority in a term deposit with the State Bank of India or a nationalised bank under Rule 20, until they come of age
  • Not repeated in these state rules. These sit in the parent Code on Social Security, 2020, itself, so employers should check the Code and any scheme notified under Section 109 for the exact coverage threshold that applies to their establishment

Frequently Asked Questions

Answers to what employers ask us most about this rule.

What exactly are the Maharashtra Code on Social Security Rules, 2021?

They are draft state rules that put the central Code on Social Security, 2020 into practice in Maharashtra. They cover gratuity, maternity benefit, the Unorganised Workers Social Security Board and the Building and Other Construction Workers Welfare Board, and they were meant to replace three older Maharashtra rule books once finalised.

Are these rules currently in force?

Not as this exact 2021 draft. It was published for public objections on 27 August 2021 and that window closed long ago. Since then, Maharashtra has floated a further Code on Social Security Rules, 2026 draft, and several industry trackers report the state has notified final rules under the labour codes. Employers should check the current position with the Maharashtra Labour Department before treating this 2021 text as the last word.

Which three older laws do these rules replace?

The Maharashtra Maternity Benefit Rules, 1965, the Payment of Gratuity (Maharashtra) Rules, 1972, and the Maharashtra Unorganised Workers Social Security Rules, 2013. All three get folded into one set of rules under the new Code.

When does an employee become eligible for gratuity under these rules?

The general rule stays the same as before, five years of continuous service, on retirement, resignation, disablement or death. What is new is Rule 22, which gives a fixed term employee gratuity after just one year of contracted service, paid at fifteen days wages for every completed year.

What must an employer do once a gratuity application is received?

Within fifteen days, the employer has to respond in Form III, either fixing a payment date that falls within thirty days of the original application, or setting out clearly why the claim is being rejected.

Which forms actually need to be filled up by the employer, not the employee?

Four stand out under these rules, Form III for the gratuity payment or rejection notice, Form X for the Register of Women Employees, Form XI for the Unified Annual Return, and Part III of Form XII when responding to a compounding notice for an offence.

Do employers need to maintain a Register of Women Employees?

Yes, wherever women are employed. Form X captures appointment dates, maternity benefit payments, leave granted and related particulars, and it must always be ready for inspection by the Inspector cum Facilitator.

Where does a woman employee go if her maternity benefit is wrongly withheld?

She, or someone acting on her behalf, files a complaint in Form VIII with the Inspector cum Facilitator, who investigates and can direct the employer to pay. If either side is unhappy with that outcome, an appeal in Form IX goes to the Competent Authority.

What happens if an employer does not pay gratuity even after a direction order?

The person owed the money can apply in Form VII for a recovery certificate under Section 129 of the Code, which lets the amount be recovered much like an arrear of land revenue.

Sources

Where every fact on this page comes from.

For informational purposes only — not legal advice. State rules referenced here are subject to change on final notification. Verify current status with our compliance team before acting.