Notification Record & Forms

Notification details and the forms every employer needs, in one place.

Issuing authority
Industries, Energy, Labour and Mining Department, Government of Maharashtra
Notified
28 April 2026 — Maharashtra Government Gazette, Extraordinary, Part One-L, No. 47 (199 pages)
Objection window
45 days from the date of Gazette publication — objections/suggestions accepted up to approximately 12 June 2026
Legal basis
Section 19(1) of the Industrial Relations Code, 2020 (Act No. 35 of 2020)
Supersedes
Industrial Disputes (Maharashtra) Rules, 1957; Maharashtra Industrial Employment (Standing Orders) Rules, 1959; Maharashtra Trade Union Regulations, 1927
Status as of 13 July 2026
Still a Draft — under public consultation / government consideration, not yet finally notified

Maharashtra's Industries, Energy, Labour and Mining Department published the Draft Maharashtra Industrial Relations Rules, 2026 in the State Gazette on 28 April 2026. These draft rules are the State's operating rulebook under the central Industrial Relations Code, 2020, and once finalised they will replace three older Maharashtra laws in one go. If you run a factory, shop, or any industrial establishment in Maharashtra, or you are a worker or trade union office-bearer, this guide breaks down exactly what the draft rules say — in plain English, with every form, deadline, and penalty you need to know.

India's central government merged three old labour laws — the Trade Unions Act, 1926, the Industrial Employment (Standing Orders) Act, 1946, and the Industrial Disputes Act, 1947 — into one law called the Industrial Relations Code, 2020. Every state now has to write its own set of rules to make the Code work on the ground. Maharashtra's draft rules do exactly that: they set out the forms, timelines, and procedures for works committees, trade union registration, standing orders, notice of change, strikes and lock-outs, lay-off, retrenchment, closure, and penalties, across the entire state.

Once the 45-day objection window closes and the State Government reviews the feedback, the draft will be finalised and the older 1957, 1959 and 1927 Maharashtra rules will be repealed.

Forms under the State Rules

Form IRule 4Employer
Download
Memorandum of Settlement
Form VRule 19Employer
Download
Notice of Change in Conditions of Service
Form XIIIRule 31Employer
Download
Arbitration Agreement (voluntary reference of a dispute to arbitration)
Schedule IV formatRule 14Employer
Download
Adoption of Model/Draft Standing Orders
Form XXIRule 38Employer
Download
Notice of Lock-out
Form XXIIRule 41Employer
Download
Notice of Intended Closure
Form XXIIIRule 42Employer
Download
Application for Prior Permission — Lay-off
Form XXIIIRule 44Employer
Download
Application for Prior Permission — Retrenchment

Due Dates

Compliance deadlines, forms and how often each one recurs.

ComplianceFormCompliance FrequencyDue Date
Submit objections/suggestions on the Draft RulesOne-timeWithin 45 days of Gazette publication (on or before ~12 June 2026)
File Memorandum of SettlementForm IEvent-basedPromptly on signing; conciliation officer forwards report and settlement copy to Government
Give Notice of Change in service conditionsForm VEvent-basedBefore the proposed change takes effect (21 days' notice under Sec. 40 of the Code)
Give Notice of StrikeForm XXEvent-basedAt least 14 days before the strike; notice valid for 60 days
Give Notice of Lock-outForm XXIEvent-basedAt least 14 days before the lock-out; notice valid for 60 days
Give Notice of Intended ClosureForm XXIIEvent-basedAs prescribed under Section 74 of the Code (60 days' advance notice for establishments with 300+ workers)
Apply for prior permission — Lay-offForm XXIIIEvent-basedBefore effecting the lay-off
Apply for prior permission — RetrenchmentForm XXIIIEvent-basedBefore effecting the retrenchment (3 months' notice, or wages in lieu)
Transfer unclaimed compensation to the Re-skilling Fund welfare accountEvent-basedWithin 45 days from the date of lay-off/retrenchment
Registrar's decision on Trade Union registration applicationForm IIIEvent-basedWithin 90 days of the application
State-level recognition of a Trade Union/FederationEvent-basedWithin 90 days of the application
Certifying Officer's review of adopted Standing OrdersEvent-basedDeemed certified if no observations are raised within 30 days
Accused's reply to a compounding noticeForm XXIVEvent-basedWithin 15 days of receiving the notice
Review of a prior-permission order (lay-off/retrenchment/closure)Event-basedReview application within 30 days of the order; State decides within 1 month

Key Provisions

What changed under the Code, and what it means for payroll.

💡Key Provisions22 tracked
Rules 1–2 — Short title, extent, commencement & Definitions01
The rules apply to the whole of Maharashtra and take effect from the date of publication in the Official Gazette; key terms such as Code, Electronic Format, Form, Section and State Government are defined.
Rule 3 — Employer of Industrial Establishments02
For establishments run by or under the State Government (outside specified central industries), the officer in overall charge is deemed the 'employer.'
Rule 4 — Memorandum of Settlement03
Settlements reached in or outside conciliation must be recorded in Form I; different signing and submission procedures apply depending on whether conciliation was involved.
Rule 5 — Works Committee04
Every employer must set up a Works Committee (maximum 20 members) with fair representation of worker categories and women; members serve a 3-year term and automatically lose their seat after 3 unexcused absences.
Rules 6–7 — Grievance Redressal Committee05
Sets out composition and functioning of the bipartite committee that resolves individual worker grievances.
Rule 8 — Trade Union registration application06
Application goes to the Registrar in Form III; the Registrar must decide within 90 days.
Rule 9 — Trade Union subscription07
Members' subscription (monthly/quarterly/half-yearly/yearly) must be approved by the Registrar and cannot be less than Rs. 10 per month.
Rule 10 — Annual audit of Trade Union accounts08
Audited in line with the Companies Act, 2013, by a practising or empanelled chartered accountant.
Rule 11 — Registration and cancellation of Trade Unions09
Detailed registration procedure using Form III, supported by Schedules covering the list of office-bearers, a rule-reference table, and (where applicable) a statement of assets and liabilities.
Rule 14 — Adoption of Model Standing Orders10
Employers of covered establishments may adopt the Government's Model Standing Orders (Schedule IV) instead of drafting their own.
Rule 19 — Notice of Change11
Sets out how an employer must notify workers — via Form V, notice board, and the government portal — before changing conditions of service listed in the Third Schedule.
Rule 20 — Recognition of a State-level Trade Union/Federation12
Lays down the application procedure and 90-day decision timeline for recognition as the state-level negotiating union.
Rule 31 — Voluntary reference to Arbitration13
Employer and workers may jointly refer a dispute to arbitration using an agreement in Form XIII.
Rule 37 — Strike Notice14
Specifies who gives notice of an intended strike, to whom, and in what form (Form XX).
Rule 38 — Lock-out Notice15
Specifies how and to whom an employer must give notice of an intended lock-out (Form XXI).
Rule 41 — Notice of Intended Closure16
Employer must notify the State Government (Form XXII) before closing down an industrial establishment.
Rule 42 — Lay-off — prior permission17
Procedure and Form (XXIII) for seeking prior government permission before laying off workers, applicable to covered establishments.
Rule 43 — Review of orders18
Timelines for the State Government to review its own permission/refusal orders relating to lay-off, retrenchment or closure.
Rule 44 — Retrenchment — prior permission19
Procedure and Form (XXIII) for seeking prior government permission before retrenching workers.
Rule 39 (Ch. XI) — Worker Re-skilling Fund20
Unclaimed lay-off/retrenchment compensation must be electronically transferred to the district-level Re-skilling Fund welfare account within 45 days.
Rules 40–41 (Ch. XII) — Offences, penalty register & compounding21
Empowered officers may compound (settle) fine-only offences; procedure, notice (Form XXIV) and timelines for compounding are prescribed.
Chapter XIII — Miscellaneous22
Covers repeal and savings, delegation of powers, and removal-of-difficulty provisions.

Old Law vs. New Law

What employers followed before, against what applies now — point matched against point.

On this pointBefore — earlier lawNow — the new Code
Governing rulesThree separate sets: Industrial Disputes (Maharashtra) Rules, 1957; Maharashtra I.E. (Standing Orders) Rules, 1959; Maharashtra Trade Union Regulations, 1927One consolidated rulebook — Maharashtra Industrial Relations Rules, 2026 — under the Industrial Relations Code, 2020
Standing Orders applicabilityEstablishments employing 100 or more workmenEstablishments employing 300 or more workers
Prior permission for lay-off / retrenchment / closureRequired for establishments with 100 or more workmen (Industrial Disputes Act, 1947)Required only for establishments with 300 or more workers
Works Committee threshold100 or more workmen100 or more workers (unchanged), now with a unified, digitised constitution procedure under Rule 5
Grievance Redressal CommitteeUp to 6 membersUp to 10 members, with mandatory representation for women and a 1-year limitation period to raise a grievance
Settlement recordingPaper-based format under the 1957 RulesStandardised Form I; electronic submission permitted; simpler process for settlements reached outside conciliation
Trade Union registrationPaper-based, under the Trade Unions Act, 1926 and 1927 Maharashtra RegulationsElectronic filing via Form III; statutory 90-day decision timeline
Strike / Lock-out notice6 weeks' notice, and only for public utility services, under the Industrial Disputes Act, 194714 days' notice mandatory for all industrial establishments; notice valid for 60 days
Mode of compliancePhysical forms, registered postElectronic submission, e-mail, registered/speed post, notice boards and government portals all permitted
PenaltiesComparatively nominal fines under the Industrial Disputes Act, 1947Substantially higher fines under Section 86 of the IR Code, 2020 — see Penalties section below
Compounding of offencesNo structured compounding mechanism under the old ActsStructured compounding under Section 89 of the Code, read with Rules 40–41 (Form XXIV, 50% of the maximum fine)

Applicability

Who the Code covers, and who gets special or exempt treatment.

Covered

  • All industrial establishments across the State of Maharashtra that fall under the Industrial Relations Code, 2020
  • Establishments with 300 or more workers — Standing Orders, and prior permission for lay-off/retrenchment/closure
  • Establishments with 100 or more workers — mandatory Works Committee
  • Establishments with 20 or more workers — mandatory Grievance Redressal Committee
  • Any group of 7 or more workers — eligible to register as a Trade Union
  • State-run / State-controlled industrial establishments
  • Employers, workers and Trade Unions in ordinary industrial establishments

Exempted / special treatment

  • The appropriate Government may exempt any new establishment, or class of establishments, in the public interest
  • Establishments with fewer than 300 workers — no certified Standing Orders and no prior-permission requirement (basic compensation and notice obligations still apply)
  • Establishments with fewer than 100 workers — no mandatory Works Committee
  • Establishments with fewer than 20 workers — no mandatory Grievance Redressal Committee
  • A registered Trade Union must keep at least 10% of the workers, or 100 workers (whichever is less), as members to continue
  • The officer in overall charge is deemed the 'employer' unless the State notifies otherwise
  • Seasonal establishments, and establishments where work is performed only intermittently, are treated differently under the lay-off provisions

Frequently Asked Questions

Answers to what employers ask us most about this rule.

What are the Maharashtra Industrial Relations Rules, 2026?

They are Maharashtra's draft state-level rules under the central Industrial Relations Code, 2020. They set out the forms, timelines and procedures for works committees, trade unions, standing orders, settlements, strikes/lock-outs, lay-off, retrenchment, closure, and penalties within the state.

When were the Draft Rules published, and are they final law yet?

They were published in the Maharashtra Government Gazette on 28 April 2026. As of now, they remain a draft open for public objections and suggestions; they are not yet finally notified.

Which older rules will these Draft Rules replace?

Once finalised, they will repeal the Industrial Disputes (Maharashtra) Rules, 1957, the Maharashtra Industrial Employment (Standing Orders) Rules, 1959, and the Maharashtra Trade Union Regulations, 1927.

How long do stakeholders have to raise objections?

45 days from the date of Gazette publication — that takes the window up to approximately 12 June 2026, after which the State Government will consider the feedback before finalising the rules.

Which establishments does the new framework cover?

All industrial establishments across Maharashtra that fall under the Industrial Relations Code, 2020. However, several obligations — such as Standing Orders and prior permission for lay-off/retrenchment/closure — apply only once an establishment crosses a worker-count threshold (see the Applicability section above).

Has the threshold for Standing Orders changed?

Yes. Under the earlier Industrial Employment (Standing Orders) Act, 1946, the threshold was 100 or more workmen. Under the Industrial Relations Code, 2020 (which these Maharashtra rules implement), it is now 300 or more workers.

Do establishments with fewer than 300 workers have no compliance burden at all?

They are exempt from certified Standing Orders and from seeking prior government permission for lay-off, retrenchment or closure, but other obligations — such as Works Committees (100+ workers), Grievance Redressal Committees (20+ workers), notice of change, and compensation on lay-off/retrenchment — can still apply.

What is a Works Committee, and who has to set one up?

It's a joint employer-worker body meant to maintain harmony at the workplace. Every employer of a covered establishment must constitute one, with a maximum of 20 members and fair representation across worker categories, including women.

How does a trade union get registered under the new Rules?

An application is filed with the Registrar in Form III, along with supporting schedules (list of office-bearers, a table cross-referencing the union's own rules, and — where applicable — a statement of assets and liabilities). The Registrar must decide within 90 days.

How is a settlement between an employer and workers recorded?

It is recorded in Form I (Memorandum of Settlement). Settlements reached during conciliation are reported by the Conciliation Officer; settlements reached outside conciliation are jointly submitted by the parties, and the Conciliation Officer's signature is not required in that case.

What notice period applies to strikes and lock-outs now?

A minimum of 14 days' notice is required before a strike or a lock-out, and that notice stays valid for 60 days. This applies across all industrial establishments, not just public utility services as under the earlier law.

Does an employer need government permission before retrenchment or closure?

Only if the establishment has 300 or more workers. Such employers must apply for prior permission (Form XXIII for lay-off/retrenchment; Form XXII notice for closure) before acting.

What happens if an employer or a trade union does not comply?

Penalties under Section 86 of the Industrial Relations Code, 2020 apply — ranging from modest fines for procedural lapses to fines of up to Rs. 20,00,000 (plus possible imprisonment) for repeated violations relating to lay-off, retrenchment or closure.

Can an offence be settled instead of going to prosecution?

Yes, for offences punishable only with a fine. The accused can apply to a designated officer to compound the offence by paying 50% of the maximum prescribed fine, following the process in Rules 40–41 and Form XXIV.

Where can an employer or union submit objections or suggestions on the Draft Rules?

Objections and suggestions can be sent to the Labour Commissioner, Maharashtra State, Kamgar Bhavan, C-20, E Block, Bandra Kurla Complex, Bandra (East), Mumbai 400051, or by e-mail to mh.labourcodes.rules@gmail.com, within the 45-day window.

Sources

Where every fact on this page comes from.

For informational purposes only — not legal advice. State rules referenced here are subject to change on final notification. Verify current status with our compliance team before acting.