Notification Record & Forms

Notification details and the forms every employer needs, in one place.

Issuing authority
Labour Department, Government of Uttarakhand
Notified
Proposed draft Notification No. 511(1)/VIII/1/2026/39(Labour)/2018 dated 30 April 2026, published for public feedback
Objection window
30 days from the date the notification was published in the newspaper or on the website. No objections were to be accepted after this period.
Legal basis
Section 99 of the Industrial Relations Code 2020 (Act 35 of 2020)
Supersedes
The U.P. Industrial Dispute Rules 1957, the U.P. Industrial Employment Standing Order Rules 1946, the U.P. Trade Union Regulations 1927 and the Industrial Tribunal and Labour Court Rules of Procedure 1967
Status as of
22 July 2026, draft stage as per records checked for this guide. Please verify the latest status on the official Uttarakhand Labour Department website.

The Uttarakhand Industrial Relations Rules 2026 explain how the Industrial Relations Code 2020 will work inside Uttarakhand. They set out the process for forming Works Committees and Grievance Redressal Committees, registering and running trade unions, adopting standing orders, handling strikes and lockouts, carrying out layoff, retrenchment and closure, resolving disputes and running a new Worker Reskilling Fund. This guide breaks the rules down into plain language along with the forms, due dates and provisions that employers, workers and HR teams are most likely to need.

Forms under the State Rules

Form IRule 36Employer
Download
Application for modification of an existing standing order
Form JRule 37Employer
Download
Notice of change in service conditions proposed by an employer
Form RRule 46Employer
Download
Notice of lockout
Form SRule 47 & Rule 49Employer
Download
Notice of intimation of retrenchment or closure to the State Government
Form TRule 50, Rule 52 & Rule 54Employer
Download
Application for permission for layoff, continuation of layoff, retrenchment or closure
Form U Part IIIRule 58Employer
Download
Application by the accused for compounding of an offence

Due Dates

Compliance deadlines, forms and how often each one recurs.

ComplianceFormCompliance FrequencyDue Date
Notice before retrenchmentForm S (Rule 47)Event basedAt least 15 days before the proposed retrenchment
Application for permission for layoffForm T (Rule 50)Event basedAt least 15 days before the intended layoff
Application for continuation of layoffForm T (Rule 50)Event basedAt least 15 days before the expiry of the earlier layoff
Application for permission for retrenchmentForm T (Rule 52)Event basedAt least 60 days before the intended date of retrenchment
Application for permission for closureForm T (Rule 54)Event basedAt least 90 days before the intended date of closure
Notice of intended closureForm S (Rule 49)Event basedBefore the proposed closure date, as specified under Section 74(1) of the Code
Depositing the compounding amountForm U (Rule 58)Event basedWithin 15 days of receiving the notice from the compounding officer
Annual return of a registered trade unionForm G (Rule 27)YearlyOn or before 31 January of the following year
Transfer of reskilling amount for a retrenched workerNot applicable (Rule 57)Event basedEmployer transfers to the fund within 10 days of retrenchment; the fund transfers to the worker within 45 days
Informing the Registrar of a fall in union membershipNot applicable (Rule 17)Event basedWithin 21 days of the change

Key Provisions

What changed under the Code, and what it means for payroll.

๐Ÿ’กKey Provisions12 tracked
Works CommitteeRule 4
Every employer covered by a State Government order must form a Works Committee. Membership cannot exceed twenty, and worker representation cannot be less than employer representation
Grievance Redressal CommitteeRule 5
Any establishment employing twenty or more workers must form a Grievance Redressal Committee with an equal number of employer and worker representatives, up to ten members
Sole negotiating unionRule 19
If only one registered trade union operates in an establishment and its membership is at least 30 percent of total workers, the employer must recognise it as the sole negotiating union
Verification and recognition of unionsRule 20 and Rule 21
A neutral verification officer checks trade union membership, often through secret ballot, before the employer grants recognition as a negotiating union or council
Standing ordersRule 28 to Rule 30
Sets out how an employer adopts model standing orders, how a certifying officer reviews them and when standing orders are deemed adopted if no objection is raised
Notice of changeRule 37
An employer must give notice in Form J before changing any condition of service listed in the Third Schedule of the Code
Conciliation proceedingsRule 41
Explains how a conciliation officer examines a dispute, issues notice and works to bring the employer and workers to a fair settlement
Strike and lockout noticeRule 45 and Rule 46
Sets the format and the list of authorities who must receive copies of a notice of strike in Form Q and a notice of lockout in Form R
Retrenchment and closureRule 47 to Rule 49
Lays down the notice period and the process an employer must follow before retrenching workers or closing an establishment
Worker Reskilling FundRule 56 and Rule 57
Requires an employer to transfer an amount equal to fifteen days of a retrenched worker's last drawn wages into a reskilling fund for that worker
Compounding of offencesRule 58
Allows many offences under the Code to be settled by paying a compounding amount instead of facing prosecution in court
Repeal and savingsRule 64
Lists the older rules that stand repealed once these rules come into force, while protecting actions already taken under the old rules

Old Law vs. New Law

What employers followed before, against what applies now โ€” point matched against point.

On this pointBefore โ€” earlier lawNow โ€” the new Code
Governing rulesFour separate sets of rules covered trade unions, standing orders, disputes and tribunal procedureOne single set of rules, the Uttarakhand Industrial Relations Rules 2026, covers all these matters under the Industrial Relations Code 2020
Filing of notices and formsFiling was mostly done on paper through physical officesElectronic filing is allowed for most forms, with registered post available as a backup option
Grievance redressalNo single unified committee structure was compulsoryA Grievance Redressal Committee is now compulsory in establishments with twenty or more workers
Recognition of trade unionsThere was no uniform membership threshold across all mattersA clear 30 percent membership threshold decides when a union is recognised as the sole negotiating union
Support after retrenchmentNo dedicated reskilling fund existed for retrenched workersA Worker Reskilling Fund is created, funded partly by an employer contribution of fifteen days of wages per retrenched worker
Committee and union electionsElections were conducted only through physical, in person votingEmployers may now use an electronic platform for works committee and union related elections
Standing order displayThere was no specific requirement to publish standing orders in more than one languageStanding orders must be maintained and made available to workers in both Hindi and English

Applicability

Who the Code covers, and who gets special or exempt treatment.

Covered

  • All industrial establishments and undertakings across Uttarakhand State to which the Industrial Relations Code 2020 applies
  • Employers and workers engaged in industries or trades governed by the Code
  • Registered trade unions operating within the state
  • Industrial establishments where a State Government order requires a Works Committee
  • Employers required to certify standing orders

Exempted / special treatment

  • Establishments with fewer than twenty workers are not required to form a Grievance Redressal Committee
  • The special permission process for layoff, retrenchment and closure under Chapter XI applies only to establishments covered by Chapter X of the Code
  • Unions already registered under the Trade Unions Act 1926 are treated as registered under the new Code, once they file an updated constitution statement
  • The State Government may dissolve a Works Committee that is not functioning as required by the rules
  • Employers already following the Central Government model standing orders can adopt them through a simple intimation instead of a fresh certification process

Frequently Asked Questions

Answers to what employers ask us most about this rule.

What are the Uttarakhand Industrial Relations Rules 2026?

They are the state level rules made under Section 99 of the Industrial Relations Code 2020. They explain how trade unions, standing orders, disputes, strikes, lockouts, layoff, retrenchment and closure work for industrial establishments in Uttarakhand.

Are these rules final or still a draft?

As per the notification reviewed for this guide, the rules were published as a proposed draft on 30 April 2026 with a 30 day objection window. Please confirm the current status on the official Uttarakhand Labour Department website before relying on it.

Which old laws do these rules replace?

They replace the U.P. Industrial Dispute Rules 1957, the U.P. Industrial Employment Standing Order Rules 1946, the U.P. Trade Union Regulations 1927 and the Industrial Tribunal and Labour Court Rules of Procedure 1967.

Who must set up a Works Committee?

Any employer to whom a State Government order under Section 3(1) of the Code applies must set up a Works Committee within the limits set out in Rule 4.

When is a Grievance Redressal Committee required?

Any industrial establishment employing twenty or more workers must set up a Grievance Redressal Committee under Rule 5.

How does a trade union become the sole negotiating union?

Under Rule 19, if only one registered trade union operates in an establishment and its membership is at least 30 percent of total workers, the employer must recognise it as the sole negotiating union.

What notice must an employer give before retrenching a worker?

Under Rule 47, an employer must give the State Government at least 15 days notice in Form S before retrenching a worker who has completed one year of continuous service.

What is the Worker Reskilling Fund?

It is a fund created under Rule 56 and Rule 57. Every employer who retrenches a worker must transfer an amount equal to fifteen days of that worker's last wages into the fund within ten days of the retrenchment.

How long before closure must an employer apply for permission?

Under Rule 54, an employer covered by Chapter X of the Code must apply at least 90 days before the proposed closure date.

Can standing orders be adopted electronically?

Yes. Under Rule 28, an employer can inform the certifying officer electronically about adopting model standing orders, and these are deemed adopted if the certifying officer raises no objection within 30 days.

What happens if an employer commits an offence under the Code?

Under Rule 58, many offences can be compounded. The compounding officer sends a notice in Form U, and the employer can pay the compounding amount within 15 days instead of facing prosecution.

Where can employers get the official forms mentioned in these rules?

The rules list all forms from Form A to Form V in their schedules. Once the final rules are notified, the forms are expected to be available through the Uttarakhand Labour Department website or its online compliance portal.

Do these rules apply to establishments outside Uttarakhand?

No. These are state specific rules made for industrial establishments operating within Uttarakhand, under the powers given to State Governments by the Industrial Relations Code 2020.

Is there a fee for inspecting trade union documents?

Yes. Under Rule 11, any person can inspect the register of trade unions on payment of a fee of fifty rupees, and inspecting a specific document also costs fifty rupees per document.

Sources

Where every fact on this page comes from.

For informational purposes only โ€” not legal advice. State rules referenced here are subject to change on final notification. Verify current status with our compliance team before acting.